최신 Association of Certified Anti Money Laundering CGSS 무료샘플문제:

1. The roles of the HM Treasury (Office of Financial Sanctions Implementation) includes the following except?

A) Can impose monetary penalties
B) Investigates breaches of financial sanctions
C) UK's competent authority for implementing financial sanctions
D) Enforces breaches of trade sanctions
E) Makes designations under UK domestic regimes

2. There has been considerable debate on who, and what agencies, should undertake assessments of the humanitarian implications of sanctions, especially when the sanctions are imposed by which of the following?

A) All of the above
B) The United Nations
C) National Humanitarian Organization
D) World Health Organization
E) International Labour Organization

3. Which of the following is/are international initiatives that have been undertaken to develop and hone political approaches to the targeting of sanctions?

A) The UN Security Council Process
B) The Stockholm Process on the Implementation of Targeted UN Sanctions
C) The Targeted Financial Sanctions Process
D) The Bonn-Berlin Process
E) The Interlaken Process

4. Under the 1993 Rule 11, as under the prior rule, parties have the continued obligation to mitigate damages resulting from a Rule 11 violation.
Which of the following may relate to this situation?

A) Danvers v. Danvers, 959 F.2d 601, 605 (6th Cir. 1992) - Remanded for reduction of sanctions award where defendant's attorney spent several hours researching and preparing for discovery on meritless action rather than moving to dismiss.
B) United Food & Commercial Workers Union Local No. 115 v. Armour & Co., 106 F.R.D. 345, 349-50 (N.D. Cal. 1985) - Court reduced fee request because counsel over-litigated the case.
C) Hamil v. Mobex Managed Servs. Co., 208 F.R.D. 247, 250 (N.D. Ind. 2002) - "[A] party must request Rule 11 sanctions as soon as practicable after discovery of a Rule 11 violation."
D) Thomas v. Capital Sec. Serv., 836 F.2d 866, 879 (5th Cir. 1988) - "A party seeking Rule 11 costs and attorneys' fees has a duty to mitigate those expenses by correlating his response, in hours and funds expended, to the merit of the claims."
E) Pollution Control Indus. of Am. v. Van Gundy, 21 F.3d 152, 156 (7th Cir. 1994) - Vacating sanctions against plaintiffs and remanding for appropriate award where defendants had a duty to mitigate costs but failed to raise the dispositive issue in a prompt and cost-efficient manner.

5. Economic sanctions are most likely to accomplish substantial objectives when:

A) The target is more reliant on the sender than the sender on the target.
B) The sender is more reliant on the target than the target on the sender.
C) The target is least reliant on the sender.
D) Both are equally dependent on each other.
E) The sender is more reliant on the target than the target on the sender.

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