購買之前可享有免費試用 Series_63 考古題

在購買 FINRA Series_63 認證考試培訓資料之前，你還可以下載免費的 Series_63 考古題樣本作為試用，這樣你就可以自己判斷 FINRA Series_63 題庫資料是不是適合自己。在購買 FINRA Series_63 考古題之前，你可以去本網站瞭解更多的資訊，更好地瞭解這個網站。您會發現這是當前考古題提供者中的佼佼者，我們的 FINRA Series_63 題庫資源不斷被修訂和更新，具有很高的通過率。

我們正在盡最大努力為我們的廣大考生提供所有具備較高的速度和效率的服務，以節省你的寶貴時間，為你提供了大量的 FINRA Series_63 考試指南，包括考題及答案。有些網站在互聯網為你提供的最新的 FINRA Series_63 學習材料，而我們是唯一提供高品質的網站，為你提供優質的 FINRA Series_63 培訓資料，在最新 FINRA Series_63 學習資料和指導的幫助下，你可以第一次嘗試通過 FINRA Series_63 考試。

100%保證通過第一次 Series_63 考試

FINRA Series_63 考古題根據最新考試主題編訂，適合全球的考生使用，提高考生的通過率。幫助考生一次性順利通過 FINRA Series_63 考試，否則將全額退費，這一舉動保證考生利益不受任何的損失，還會為你提供一年的免費更新服務。

FINRA Series_63 題庫資料不僅可靠性強，而且服務也很好。我們的 FINRA Series_63 題庫的命中率高達100%，可以保證每個使用過 Series_63 題庫的人都順利通過考試。當然，這也並不是說你就完全不用努力了。你需要做的就是，認真學習 FINRA Series_63 題庫資料裏出現的所有問題。只有這樣，在 FINRA Series_63 考試的時候你才可以輕鬆應對。

這是唯一能供給你們需求的全部的 FINRA Series_63 認證考試相關資料的網站。利用我們提供的學習資料通過 Series_63 考試是不成問題的，而且你可以以很高的分數通過 FINRA Series_63 考試得到相關認證。

由專家確定真實有效的 Series_63 考古題

我們提供給大家關於 FINRA Series_63 認證考試的最新的題庫資料，FINRA Series_63 題庫資料都是根據最新的認證考試研發出來的，可以告訴大家最新的與 Series_63 考試相關的消息。FINRA Series_63 考試的大綱有什麼變化，以及 Series_63 考試中可能會出現的新題型，這些內容都包括在了資料中。所以，如果你想參加 FINRA Series_63 考試，最好利用我們 FINRA Series_63 題庫資料，因為只有這樣你才能更好地準備 Series_63 考試。

我們的題庫產品是由很多的資深IT專家利用他們的豐富的知識和經驗針對相關的 FINRA Series_63 認證考試研究出來的。所以你要是參加 FINRA Series_63 認證考試並且選擇我們的考古題，我們不僅可以保證為你提供一份覆蓋面很廣和品質很好的 FINRA Series_63 考試資料，來讓您做好準備來面對這個非常專業的 Series_63 考試，而且還幫你順利通過 FINRA Series_63 認證考試，拿到 FINRA Certification 證書。

購買後，立即下載 Series_63 題庫 (Uniform Securities Agent State Law Examination): 成功付款後, 我們的體統將自動通過電子郵箱將您已購買的產品發送到您的郵箱。（如果在12小時內未收到，請聯繫我們，注意：不要忘記檢查您的垃圾郵件。）

最新的 FINRA Certification Series_63 免費考試真題:

1. A "market not held" order is

A) a prohibited activity in which an agent engages in the purchase or sale of securities that are not offered
by his broker-dealer.
B) an order to sell securities that the investor owns if the stock decreases by a certain amount from the
current price.
C) an order in which the client tells the broker to use his own discretion in timing a purchase or sale in an
attempt to get a better price.
D) an order to buy or sell a stock at a specified price, which differs from the current market price.

2. Which of the following securities would not necessarily be exempt from state registration?

A) a bond guaranteed by the Canadian government
B) a stock listed as a NASDAQ National Market Issue.
C) a stock listed on the Tokyo Stock Exchange
D) a bond issued by another state's employees' credit union

3. Which of the following entities would be required to register with the state as a broker-dealer under the
guidelines of the Uniform Securities Act (USA)?

A) an underwriter with no offices in the state that is helping a firm that is incorporated within the state with the sale of its new bond issue to insurance companies
B) an agent who executes the purchase and sale of stocks and bonds for his clients
C) None of the above entities would be required to register with the state as a broker-dealer under the guidelines of the Uniform Securities Act.
D) a credit union that operates within the state and provides loans to its members

4. Finn Nance has recently passed his CFP exam and is now a certified financial planner. He has new
business cards printed that have the words "Certified Financial Planner" printed under his picture. In doing
so,

A) Finn has violated a securities law. The Uniform Securities Act prohibits anyone from using the word
"certified" on any advertisement for services.
B) Finn has possibly violated a state securities regulation. The Administrator in many states prohibits the
use of the word "certified" on any advertisement for services.
C) Finn has not violated any laws or engaged in any prohibited practices.
D) Finn is not in violation of any laws as long as he has notified the state Administrator of his new
designation and his new logo.

5. An investment adviser or its representative may

A) exercise discretionary power in the purchase or sale of securities for a client's account as long as
B) exercise discretionary power in the purchase or sale of securities for a client's account only after
C) exercise discretionary power in the purchase or sale of securities for a client's account as long as it
receives written discretionary authority over the account within 10 business days of the first discretionary
transaction placed, assuming oral authority has already been given.
D) only exercise any discretionary power in the purchase or sale of securities for a client's account after
receiving written authority prior to the execution of the transactions.

問題與答案：