購買之前可享有免費試用 Series63 考古題

在購買 FINRA Series63 認證考試培訓資料之前，你還可以下載免費的 Series63 考古題樣本作為試用，這樣你就可以自己判斷 FINRA Series63 題庫資料是不是適合自己。在購買 FINRA Series63 考古題之前，你可以去本網站瞭解更多的資訊，更好地瞭解這個網站。您會發現這是當前考古題提供者中的佼佼者，我們的 FINRA Series63 題庫資源不斷被修訂和更新，具有很高的通過率。

我們正在盡最大努力為我們的廣大考生提供所有具備較高的速度和效率的服務，以節省你的寶貴時間，為你提供了大量的 FINRA Series63 考試指南，包括考題及答案。有些網站在互聯網為你提供的最新的 FINRA Series63 學習材料，而我們是唯一提供高品質的網站，為你提供優質的 FINRA Series63 培訓資料，在最新 FINRA Series63 學習資料和指導的幫助下，你可以第一次嘗試通過 FINRA Series63 考試。

由專家確定真實有效的 Series63 考古題

我們提供給大家關於 FINRA Series63 認證考試的最新的題庫資料，FINRA Series63 題庫資料都是根據最新的認證考試研發出來的，可以告訴大家最新的與 Series63 考試相關的消息。FINRA Series63 考試的大綱有什麼變化，以及 Series63 考試中可能會出現的新題型，這些內容都包括在了資料中。所以，如果你想參加 FINRA Series63 考試，最好利用我們 FINRA Series63 題庫資料，因為只有這樣你才能更好地準備 Series63 考試。

我們的題庫產品是由很多的資深IT專家利用他們的豐富的知識和經驗針對相關的 FINRA Series63 認證考試研究出來的。所以你要是參加 FINRA Series63 認證考試並且選擇我們的考古題，我們不僅可以保證為你提供一份覆蓋面很廣和品質很好的 FINRA Series63 考試資料，來讓您做好準備來面對這個非常專業的 Series63 考試，而且還幫你順利通過 FINRA Series63 認證考試，拿到 Uniform Securities State Law 證書。

購買後，立即下載 Series63 題庫 (Uniform Securities Agent State Law Examination): 成功付款後, 我們的體統將自動通過電子郵箱將您已購買的產品發送到您的郵箱。（如果在12小時內未收到，請聯繫我們，注意：不要忘記檢查您的垃圾郵件。）

100%保證通過第一次 Series63 考試

FINRA Series63 考古題根據最新考試主題編訂，適合全球的考生使用，提高考生的通過率。幫助考生一次性順利通過 FINRA Series63 考試，否則將全額退費，這一舉動保證考生利益不受任何的損失，還會為你提供一年的免費更新服務。

FINRA Series63 題庫資料不僅可靠性強，而且服務也很好。我們的 FINRA Series63 題庫的命中率高達100%，可以保證每個使用過 Series63 題庫的人都順利通過考試。當然，這也並不是說你就完全不用努力了。你需要做的就是，認真學習 FINRA Series63 題庫資料裏出現的所有問題。只有這樣，在 FINRA Series63 考試的時候你才可以輕鬆應對。

這是唯一能供給你們需求的全部的 FINRA Series63 認證考試相關資料的網站。利用我們提供的學習資料通過 Series63 考試是不成問題的，而且你可以以很高的分數通過 FINRA Series63 考試得到相關認證。

最新的 Uniform Securities State Law Series63 免費考試真題:

1. An investment adviser
I. provides investment advice to clients.
II. sells securities to clients.
III. buys and sells securities in their clients' accounts for the clients.

A) I and III only.
B) I and II only.
C) I, II, and III.
D) I only.

2. Mina is a new agent with SecureMoney Broker-Dealers and is struggling to make ends meet. She gets a job as a receptionist at a fitness club on the weekends to generate more income.
Which of the following is true?

A) Mina needs to send notice to the state Administrator informing him of her extracurricular activity.
B) Mina should have notified SecureMoney in writing before signing on to work at the fitness club.
C) Because the job as a receptionist at a fitness club has nothing to do with the world of finance, Mina has done nothing inappropriate.
D) Mina simply needs to tell her immediate supervisor at SecureMoney about her new job.

3. Your next-door neighbor's brother works for a large pharmaceutical company and confided in her that one of the company's chemists has just discovered a compound that will cure baldness and that the firm plans to make the discovery public later in the week. Your next-door neighbor passes this information on to you over a cup of coffee the next morning. You immediately call your broker and place an order to buy shares of the company's stock.
Has any illegal insider trading taken place?

A) Yes. The agent who executes your purchase order has engaged in illegal insider trading.
B) No. You are in no way related to your next-door neighbor's brother, and she could have been lying.
C) Yes. You are guilty of illegal insider trading because you traded on information that had not yet been made publicly available.
D) Yes. You, your neighbor, and her brother are all guilty of illegal insider trading.

4. Noah Aull is an investment adviser representative with Canto Investment Advisers. A client has called and told Noah that he heard about a firm that had recently completed an IPO at a party he had attended that weekend and instructed Noah to purchase shares of the company, which was now trading on the OTC Bulletin Board. Noah did some research and felt the company was far too risky an investment for this client, so he did not execute the trade. This turned out to be fortunate for his client since the firm became insolvent within six months of its IPO.
Has Noah done anything wrong?

A) Yes. Noah is guilty of making an unauthorized transaction and could have his license revoked.
B) No. Noah did what he is hired to do-manage his clients' accounts to the best of his ability.
C) Yes. Noah is guilty of misappropriation and could have his license revoked.
D) Yes. Noah is guilty of not following a client's instructions and could have his license revoked.

5. When a client has purchased securities on margin, the broker-dealer

A) must keep the securities that the client paid cash for separate from the securities that the client purchased on margin.
B) may use any securities that the client purchased on margin as collateral for a loan from a bank upon receiving a written agreement signed by the client.
C) Both B and C are correct statements.
D) may require that the client leave all his securities, even those not purchased on margin, in street name.

問題與答案：